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Displaying 31 of 31 results for author "National Association of Securities Dealers."
The NASDAQ/OTC securities fact book. 1976-78.
Text
Washington.
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLM 77-1479 1976-78 | Item locationOffsite |
The NASDAQ securities fact book.
Text
Washington.
1979-1981
2 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLM 80-1146 1982 | Item locationOffsite |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLM 80-1146 1979-1981 | Item locationOffsite |
NASD manual.
Text
Chicago, Ill. : Commerce Clearing House.
1985-2008
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBM 09-79 as of Nov. 2008. | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Manual.
Text
New York, Commerce Clearing House [1967-
1967-present
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLF 82-920 | Item locationOffsite |
Three issues in the development of a central securities market system / National Association of Securities Dealers.
Text
Washington : NASD, 1976.
1976
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJAX E-162 | Item locationOffsite |
Annual report / National Association of Securities Dealers.
Text
Washington, D.C. : The Association
unknown-present
11 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBM 95-9 1997 | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBM 95-9 1995 | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBM 95-9 1994 | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
NASDAQ and the listing dilemma : factors to be considered by OTC companies contemplating stock exchange listing.
Text
Washington : NASD, [1975]
1975
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJAX E-554 | Item locationOffsite |
History of National Association of Securities Dealers, inc., its activities, membership data, sanctions imposed, members expelled, financial statements, liaison and supervision by SEC from 1936 to November 30, 1958.
Text
Washington, U.S. Govt. Print. Off., 1959.
1959
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberD-13 1300 no. 1-8 | Item locationSchwarzman Building - Main Reading Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
NASD training guide, 1969.
Text
Washington [c1969]
1969
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberD-20 3953 no. 1-5 | Item locationSchwarzman Building - Main Reading Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
What you must know about standards for preparing sales literature used to promote purchase of shares of investment companies, including text of the Securities and exchange commission's Statement of policy, pertinent extracts from the NASD manual, texts of various SEC rules and interpretations, excerpts from the statutes, and sample sales material.
Text
[New York] 1961.
1961
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberF-10 7798 no. 1-6 | Item locationSchwarzman Building - Main Reading Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Manual.
Text
[Washington, 1952]
1952
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberF-11 2605 | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Certificate of incorporation and by-laws, rules of fair practice and code of procedure for handling trade practice complaints of National Association of Securities Dealers, Inc.
Text
[Wilmington, Del., 1933?]
1933
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberTG p.v. 488 no. 1-11 | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
NASD executive digest.
Text
Washington, D.C. : National Association of Securities Dealers, 19-
unknown-present
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberReCAP 10-4033 v. 9, no. 1 (Feb. 1988) | Item locationOffsite |
Press release / NASD.
Text
Washington, D.C. : National Association of Securities Dealers, 19-
unknown-present
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberReCAP 10-4032 Jan. 1986-Dec. 1988, inc. | Item locationOffsite |
NASD news.
Text
Washington : National Association of Securities Dealers
1940-1974
3 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberSerials N v.31-34 (1971-1974) | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberSerials N v.20-24 (1960:Mar.-1964:Sept.) | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberSerials N v.1-19 (1940-1959) | Item locationOff-site |
"A symbol of self-regulation for industry."
Text
[Philadelphia] : [Board of Governors of the National Association of Securities Dealers, Inc.], [1943], [©1943]
1943-1943
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call number780 N21 | Item locationOff-site |
Competitive bidding and arm's-length bargaining reports of the special committee of the National Association of Securities Dealers, Inc.
Text
[New York?], [1941]
1941
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call number760.1 N194 | Item locationOff-site |
History of National Association of Securities Dealers, inc. : its activities, membership data, sanctions imposed, members expelled, financial statements, liaison and supervision by SEC from 1936 to November 30, 1958.
Text
Washington : U.S. Govt. Print. Off., 1959.
1959
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4910 .N21 | Item locationOff-site |
Over-the-counter markets study.
Text
Washington : Booz, Allen & Hamilton, Inc., 1966.
1966
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4910 .N22 | Item locationOff-site |
NASD training guide, 1971.
Text
Washington, D.C., 1971.
1971
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4921 .N37 1971b | Item locationOff-site |
Report to members.
Text
Washington, DC : National Association of Securities Dealers
19-1971
2 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 1969 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 1971 | Item locationOff-site |
Report to members.
Text
Washington, D.C. : National Association of Securities Dealers
1974-1977
4 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N3 1974 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N3 1975 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N3 1976 | Item locationOff-site |
NASD annual report.
Text
[New York] : National Association of Securities Dealers, Inc., 1995-1999.
1995-1999
3 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 1995 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 1998 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 1999 | Item locationOff-site |
NASD financials.
Text
Washington, D.C. : National Association of Securities Dealers, 2000.
2000-2000
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 2000 | Item locationOff-site |
Annual financial report.
Text
[Washington, D.C.] : National Association of Securities Dealers, 2001-
2001-present
5 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 2005 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 2004 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 2003 | Item locationOff-site |
National Association of Securities Dealers, Inc. : manual.
Text
Chicago, Ill. : CCH Incorporated, [2001], ©2001.
2001-2001
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberKF1066 .N38 2001g | Item locationOff-site |
Year in review / NASD.
Text
[Washington, D.C.] : National Association of Securities Dealers
200-present
3 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N32 2003 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N32 2004 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N32 2005 | Item locationOff-site |
Annual report / National Association of Securities Dealers.
Text
Washington, D.C. : The Association
1978-1994
8 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 1993 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 1992 | Item locationOff-site |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberHG4705 .N31 1983 | Item locationOff-site |
Certificate of incorporation and by-laws of National association of securities dealers, inc. Incorporating all amendments thereto adopted by the governing committee of the Investment bankers conference, inc., on June 6, 1939.
Text
[n.p., National association of securities dealers, 1939]
1939
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberUS 939 NAT | Item locationOff-site |
Discussion paper [on] three issues in the development of a central securities market system ...
Text
Washington, D.C., [1976]
1976
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberUS 934 NAT | Item locationOff-site |
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