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SEC registration fees. Hearing, Eighty-ninth Congress, first session. September 22, 1965.
Washington, U. S. Govt. Print. Off., 1965.
1965
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 72-126 | Item locationOffsite |
SEC institutional investor study extension. Hearing, Ninety-first congress, second session, on H.J. Res. 1247 ... July 27, 1970.
Washington, U. S. Govt. Print. Off., 1970.
1970
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 74-2841 (HSSL) | Item locationOffsite |
Die Rechenschaftsberichte nach den Vorschriften der Securities and Exchange Commission.
Düsseldorf, Verlagsbuchhandl. des Inst. d. Wirtschaftsprüfer, 1970.
1970
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLK 72-168 v. 4-6 | Item locationOffsite |
Reorganization plans 1 and 2 of 1961. Hearings before a subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-seventh Congress, first session, on the President's Reorganization plans 1 and 2 with respect to the Securities and Exchange Commission and the Federal Communications Commission. May 11, 16 and 17, 1961.
Washington, U. S. Govt. Print. Off., 1961.
1961
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 75-246 (HSSL) | Item locationOffsite |
Securities markets investigation. Hearings before a subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-seventh Congress, first session, on H. J. Res. 438, joint resolution to amend the Securities exchange act of 1934 so as to authorize and direct the Securities and Exchange Commission to conduct a study and investigation of the adequacy, for the protection of investors, of the rules of national securities exchanges and national securities associations ...
Washington, U. S. Govt. Print. Off., 1961.
1961
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 75-246 (HSSL) | Item locationOffsite |
Rules of practice and Rules relating to investigations and Code of behavior governing ex parte communications between persons outside the commission and decisional employees, as in effect August 1968.
Washington, For sale by the Supt. of Docs., U. S. Govt. Print. Off. [1968]
1968
0 resources
Reorganization plan no. 1 of 1961 (SEC) Hearing before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-seventh Congress, first session, on Reorganization plan no. 1 of 1961, prepared in accordance with the Reorganization act of 1949, as amended, and providing for reorganization in the Securities and Exchange Commission. June 2, 1961.
Washington, U. S. Govt. Print. Off., 1961.
1961
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 75-854 | Item locationOffsite |
Review of SEC records of the demise of selected broker-dealers; staff study for the Special Subcommittee on Investigations of the Committee on Interstate and Foreign Commerce, House of Representatives. Ninety-second Congress, first session.
Washington, U. S. Govt. Print. Off., 1971.
1971
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 75-2488 | Item locationOffsite |
Compilation of material relevant to considering the nomination of William J. Casey to be a member of the Securities and Exchange Commission.
Washington, U. S. Govt. Print. Off., 1971.
1971
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 75-2481 (HSSL) | Item locationOffsite |
SEC reorganization. Hearing before the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-seventh Congress, second session, on S. 2135, an act to authorize the Securities and Exchange Commission to delegate certain functions. May 29, 1962.
Washington, U. S. Govt. Print. Off., 1962.
1962
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 75-405 | Item locationOffsite |
The securities brokerage industry : nonprice competition and noncompetitive pricing / Lawrence Shepard.
Lexington, Mass. : Lexington Books, [1975]
1975
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 75-2880 | Item locationOffsite |
Corporate financial reporting : public or private control? / Robert Chatov.
New York : Free Press, [1975]
1975
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 75-2944 | Item locationOffsite |
SEC authority over third market trading. Hearing, Ninety-third Congress, second session, on S. 3126 ... March 27 and 28, 1974.
Washington, U. S. Govt. Print. Off., 1974.
1974
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 76-825 | Item locationOffsite |
Legislative oversight of SEC: agency independence and the ITT case. Hearings, Ninety-third Congress, first session ...
Washington, U. S. Govt. Print. Off., 1973 [i.e. 1974]
1974
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 76-2496 | Item locationOffsite |
Legislative oversight of SEC: inquiry into withholding and transfer of agency files pertaining to ITT. Hearing, Ninety-second Congress, second session ... December 14, 1972.
Washington, U. S. Govt. Print. Off., 1973.
1973
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 76-1653 | Item locationOffsite |
Laws relating to Securities Commission, exchanges, and holding companies, with indices. Compiled by Gilman G. Udell.
Washington, U. S. Govt. Print. Off., 1968.
1968
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 76-2284 | Item locationOffsite |
Securities exchange act amendments, 1975 : hearing before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, first session, on H.R. 8576 and S. 2136 ... October 3, 1975.
Washington : U. S. Govt. Print. Off., 1976.
1976
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 76-2839 | Item locationOffsite |
Securities exchange act amendments of 1973. Hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340...
Washington, U. S. Govt. Print. Off., 1974.
1974
2 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 76-2678 Pt. 3-5 | Item locationOffsite |
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 76-2678 Pt. 1-2 | Item locationOffsite |
Brokers and dealers fees under Securities and Exchange Commission. Hearings before a subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-second Congress, second session, on H. R. 6846, a bill to amend title v of the Independent offices appropriation act, 1952, with respect to the authority of the Securities and Exchange Commission to prescribe certain fees and charges. April 30 and May 1, 1952.
Washington, U. S. Govt. Print. Off., 1952.
1952
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 76-643 | Item locationOffsite |
Laws relating to Securities Commission, exchanges and holding companies (with indices) / compiled by Gilman G. Udell.
Washington : U. S. Govt. Print. Off., 1973.
1973
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 77-2094 | Item locationOffsite |
The influence of the Securities and Exchange, Commission upon accounting principles and practices.
Norman, 1970.
1970
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call number*ZT-950 | Item locationOffsite |
SEC authorizations : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, first session ... April 28, 1977.
Washington : U. S. Govt. Print. Off., 1977.
1977
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 78-549 (HSSL) | Item locationOffsite |
Extend date of SEC report. Hearing before a subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-seventh Congress, second session, on H. R. 11670, a bill to postpone by 3 months the date on or before which the Securities and Exchange Commission shall report to the Congress the results of its study and investigation pursuant to section 19(d) of the Securities exchange act of 1934, and for other purposes. May 14, 1962.
Washington, U. S. Govt. Print. Off., 1962.
1962
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 77-673 | Item locationOffsite |
Reorganization plans nos. 1, 2, 3, and 4 of 1961: plan 1, Securities and Exchange Commission; plan 2, Federal Communications Commission; plan 3, Civil Aeronautics Board; plan 4, Federal Trade Commission. Hearings before a subcommittee of the Committee on Government Operations, House of Representatives, Eighty-seventh Congress, first session. May 18 and 19, 1961.
Washington, U. S. Govt. Print. Off., 1961.
1961
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 77-324 | Item locationOffsite |
Planning to buy or sell or issue stock? : an introduction to the SEC / Barry J. Baroni.
[New Orleans] : Division of Business and Economic Research, College of Business Administration, University of New Orleans, 1979.
1979
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLM 79-166 no. 29-35 | Item locationOffsite |
The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance / by Joel Seligman.
Boston : Houghton Mifflin, 1982.
1982
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 83-327 | Item locationOffsite |
Not available - - In use until 2024-01-26 - Please for assistance.
Wayward capitalists : target of the Securities and Exchange Commission.
New Haven : Yale University Press, c1984.
1984
1 item
| Format | Call number | Item location |
|---|---|---|
| Format | Call numberJLE 84-2824 | Item locationOffsite |
SEC enforcement issues : an advanced seminar / Wallace L. Timmeny, chairman.
New York, N.Y. (810 7th Ave., New York 10019) : Practising Law Institute, 1982.
1982
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLD 85-3105 | Item locationOffsite |
The SEC and the future of finance / Joel Seligman.
New York : Praeger, 1985.
1985
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 85-1562 | Item locationOffsite |
An introduction to the SEC / K. Fred Skousen.
Cincinnati : South-Western Pub. Co., c1983.
1983
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 85-1340 | Item locationOffsite |
An introduction to the Securities and Exchange Commission / Larry Gene Pointer, Richard G. Schroeder.
Plano, Tex. : Business Publications, 1986.
1986
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLE 87-854|m(SASB) | Item locationOffsite |
General rules and regulations under the Securities Act of 1933. As in effect October 1, 1966.
Washington, U.S. Govt. Print. Off. [1966]
1966
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLF 86-693 | Item locationOffsite |
An Analysis of Regulation D.
[Washington, D.C.?] : Directorate of Economic and Policy Analysis, [1984]
1984
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJLF 86-597 | Item locationOffsite |
"--good people, important problems and workable laws" : 50 years of the U.S. Securities and Exchange Commission.
[Washington, D.C.?] : The Commission, [1984?]
1984
1 item
| Format | Call number | Item location |
|---|---|---|
| Format | Call numberJLF 89-541 | Item locationOffsite |
Eagle on the Street : based on the Pulitzer Prize-winning account of the SEC's battle with Wall Street / David A. Vise and Steve Coll.
New York : Scribner's ; Toronto : Maxwell Macmillan Canada ; New York : Maxwell Macmillan International, c1991.
1991
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBE 91-2423 | Item locationOffsite |
Deceitful practices : Nomura Securities and the Japanese invasion of Wall Street / John E. Fitzgibbon, Jr.
New York : Carol Pub. Group, c1991.
1991
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBE 92-927 | Item locationOffsite |
The SEC and capital market regulation : the politics of expertise / Anne M. Khademian.
Pittsburgh : University of Pittsburgh Press, c1992.
1992
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBD 93-116 | Item locationOffsite |
Edgar [microform] : the SEC's pilot program and its impact / Jerry L. Arnold, Michael A. Diamond.
Morristown, N.J. : Financial Executives Research Foundation, c1986.
1986
0 resources
The U.S. Securities and Exchange Commission : a research and information guide / John W. Graham.
New York : Garland Pub., 1993.
1993
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBD 08-308 | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
A study of the Securities and Exchange Commission governance and the public interest, 1969-1972 / Robert E. Herman.
New York : Garland Pub., 1992.
1992
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJFE 93-5490 | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
S.E.C. trading suspensions / John S. Howe.
New York : Garland Pub., 1993.
1993
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBE 93-1247 | Item locationOffsite |
The work of the Securities and Exchange Commission.
Washington : Govt. Print. Off.
unknown-present
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberTGA (United States. Securities and Exchange Commission. Work of the Securities and Exchange Commission)|zLibrary has: 1940-1962 (incomplete). | Item locationOffsite |
The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance / Joel Seligman.
Boston : Northeastern University Press, 1995.
1995
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJBE 96-131 | Item locationOffsite |
"And so--they indicted me!" A story of new deal persecution, by J. Edward Jones.
New York, J. E. Jones Publishing Corporation, 1938.
1938
2 items
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberAN (Jones) (Jones, J. E. "And so--they indicted me") | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberAN (Jones) (Jones, J. E. "And so--they indicted me") | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
The watchdogs of Wall Street / Hillel Black.
New York : William Morrow and Co., 1962.
1962
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberJFD 10-6 | Item locationSchwarzman Building - Main Reading Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Valuation theories and decisions of the Securities and Exchange Commission, by Chelcie C. Bosland.
New York, Simmons-Boardman Pub. Corp. [1964]
1964
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberD-16 4154 | Item locationSchwarzman Building - Main Reading Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
SEC accounting practice and procedure.
New York, Ronald Press Co. [1959]
1959
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberE-10 9028 | Item locationSchwarzman Building - Main Reading Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Laws relating to Securities Commission, exchanges and holding companies, with indices. Compiled by Gilman G. Udell.
Washington, U.S. Govt. Print. Off., 1959.
1959
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberE-11 416 | Item locationSchwarzman Building - General Research Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
SEC accounting practice and procedure.
New York, Ronald Press Co. [1963]
1963
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberE-11 9516 | Item locationSchwarzman Building - Main Reading Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
The New Deal's SEC: the formative years.
New York, Columbia University Press, 1964.
1964
1 item
| Format | Call number | Item location |
|---|---|---|
| FormatText | Call numberE-12 1136 | Item locationSchwarzman Building - Main Reading Room 315 |
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
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